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SOX (Sarbanes-Oxley) News

  • October 06, 2004 06 Oct'04

    Key points of Sarbanes-Oxley

    SOX is mandatory for most public corporations and focuses on regulating corporate behavior to protect financial audit records. Read about the three main areas of SOX that affect IT: Sections 302, 404 and 802.

  • October 06, 2004 06 Oct'04

    'Typical' SOX violations

    Sarbanes-Oxley contains many features, but there are two that stand out from an IT security perspective.

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  • Five tips to prep for a Sarbanes-Oxley audit

    For IT organizations in public U.S.-operating companies, SOX audits are a fact of life. Look forward to a compliance audit with these immediate and long-term preparations. Continue Reading

  • Will the Sarbanes-Oxley whistleblower update affect compliance?

    Sarbanes-Oxley Act compliance is important for firms to maintain. Expert Mike Chapple explains how to keep up with the new whistleblower update. Continue Reading

  • The effect of SOX on corporate governance and IT operations

    Compliance mandates established by the 2002 Sarbanes-Oxley Act, or SOX, are not new, but many organizations still grapple with the myriad effects of SOX on corporate governance and IT operations. In this SearchCompliance handbook, we explore the data management implications of SOX and how public organizations can comply and thrive.

    In the first piece, former CIO Harvey Koeppel reviews some of the best practices an enterprise can undertake toward creating a SOX-compliant data governance strategy and policy. In the second piece, expert contributor Jeffrey Jenkins explains how a management strategy centered around SOX compliance can bolster IT security as well as overarching business operations. In the third piece, former security officer Judith M. Myerson lays out four steps to streamline data retention requirements in order to consolidate information management and remain SOX-compliant. Continue Reading

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