This collection of resources offers security practitioners tips and strategies for keeping their organizations compliant with the ongoing demands of the Sarbanes-Oxley Act. Learn how other security practitioners are handling SOX compliance, financial woes,
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TABLE OF CONTENTS
Introduction to SOX compliance
SOX in
the enterprise
Compliance costs
Internal controls and section 404
Steps
for compliance
Audit
preparation
SOX
compliance product guide
The
bottom line: Violations and repercussions
More
security learning resources
Free security IT
downloads
| Introduction to SOX compliance | Return to Table of Contents |
- Glossary Definition: Sarbanes-Oxley Act
- Glossary Definition: Compliance
- Glossary Definition: Chief Compliance Officer
- Glossary Definition: Security audit
- Article: Key points of Sarbanes-Oxley
- Article: Experts: Better prepare for the regulations to come
- Column: Compliance 2.0
- Tip: SOX: Now the real dirty work begins
| SOX in the enterprise | Return to Table of Contents |
- Article: SOX: New rules for year two
- Article: Five compliance questions to ask your CEO
- Article: Former SEC chair is SOX fan -- with exceptions
- Commentary: Why companies still struggle with compliance
- Tip: The real deal with Sarbanes-Oxley: Perspectives for the security manager
- Tip: What more is there to say about SOX?
- Tip: A SOX army of one: How to spearhead compliance efforts
| Compliance costs | Return to Table of Contents |
- Article: SOX compliance costing companies big time
- Article: Big brother's watchful eye
- Article: Regulations bite into the bottom line -- but for how long?
- Article: Survey sheds light on SOX spending
- Article: Layer 8: Darned SOX
- Article: The cost of privacy safeguards
- Article: How privacy costs impact infrastructure
- Tip: Companies cry 'uncle' as compliance deadlines near
| Internal controls and section 404 | Return to Table of Contents |
- Article: SEC: 404 budgets filled with waste
- Article: Regulatory compliance in the real world
- Tip: SOX 404 compliance: Efficiency is key
- Tip: Keeping SOX 404 under control(s)
- Expert advice: Does SOX (under Section 404) mandate that we archive e-mail?
- Expert Advice: Defining "internal controls" under Sarbanes-Oxley
| Steps for compliance | Return to Table of Contents |
- Article: Sarbanes-Oxley Act: Steps toward coming into compliance
- Tip: Five steps for SOX compliance
- Tip: Getting compliance right
- Tip: Getting your regulatory priorities in order
- Tip: Complying with multiple regulations and contending with conflicts
- Tip: Does your organization need a CCO?
- Tip: Best practices for managing compliance with security standards
- Book Chapter: Ensure that legal responsibilities are clear -- Especially when trouble strikes
- Conference Presentation: The 5 pillars of successful compliance
- Conference Presentation: Standards-based compliance: A how-to guide
| Audit preparation | Return to Table of Contents |
- Article: Reporter's Notebook: Why failing an audit can lead to success
- Article: Active Directory getting critical look from regulators
- Article: Cheat sheet: 10 ways to prep for auditors
- Article: Risk management for dummies
- Article: Report: IT shops lax about logging
- Tip: The future role of the CISO: Keeping auditors at bay
- Tip: Best practices for choosing an outside IT auditor
- Tip: Best practices for managing compliance with security standards
- Tip: Passing a SOX audit: Lessons learned from an information security professional
- Conference Presentation: Define security's role in the regulatory process
- Conference Presentation: Standards-based compliance: A how-to guide
| SOX compliance product guide | Return to Table of Contents |
- Tip: SOX-in-a-box: One size does not fit all when it comes to compliance
- Advice: Log analyzer software
- Review: Elemental Compliance System 1.1 innovative, solid
- Review: Polivec Compliance Management System 3.7
- Conference Presentation: Separating fact from fiction: Security technologies for regulatory compliance
| The bottom line: Violations and repercussions | Return to Table of Contents |
- Article: 'Typical' SOX violations
- Tip: Will the 'regulatory police' be knocking on your door?
- Tip: A closer look at Sarbanes-Oxley violations
- Advice: Examples of Sarbanes-Oxley violations
| More security learning resources |
| SECURITY SCHOOL | LEARNING GUIDES | CHECKLISTS | GLOSSARY | ASK THE EXPERTS | ||||||
This was first published in November 2005
Security Management Strategies for the CIO
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